Compliance

July 1, 2001

Please note: This item is from our archives and was published in 2001. It is provided for historical reference. The content may be out of date and links may no longer function.

May 8, 2026

CP53E notice tied to paper-check transition causes confusion

May 7, 2026

IRS establishes program for rulings on significant issues

May 6, 2026

SEC proposes semiannual reporting option for public companies

Technology
- Information Security & Privacy
Tax
Personal Financial Planning
Accounting & Reporting

At a securities industry conference on money laundering, an SEC director encourages compliance by broker-dealers ( www.sec.gov/news/speech/spch486.htm ).

How to find the right CAS clients

The key to success with CAS is selecting the best clients. Tools like ideal client profiles (ICPs), buyer personas, and even artificial intelligence can help identify the businesses that best fit each CAS practice.

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Compliance

CP53E notice tied to paper-check transition causes confusion

IRS establishes program for rulings on significant issues

SEC proposes semiannual reporting option for public companies

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