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Professional Issues
Please note: This item is from our archives and was published in 2001. It is provided for historical reference. The content may be out of date and links may no longer function.
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Questions about the independence of investment analysts are attracting the SEC’s attention. Its acting chairman and its chief accountant worry that brokerage house researchers may be tailoring investment recommendations to suit their investment banking clients ( www.sec.gov/news/speech/spch477.htm ; www.sec.gov/news/speech/spch485.htm ).
