The SEC and the North American Securities Administrators
Association waived—through October 31, 2006—various system fees
certain investment advisers and their representatives pay for
mandatory registration in the Investment Adviser Registration
Depository (IARD). The IARD enables firms and their representatives to
satisfy federal and state regulatory requirements with one electronic
filing and gives investors access to detailed information on advisers’
services, fees and disciplinary records (
www.sec.gov/news/press/2005-145.htm ; www.iard.com ).
Breaking News
- News
- News Digest
Latest News
Podcast Episodes
Most Read
SPONSORED REPORT
6 key areas of change for accountants and auditors
New accounting standards on revenue recognition, leases, and credit losses present implementation challenges. This independently-written report identifies the hurdles that accounting professionals face and provides tips for overcoming the challenges.
PODCAST
How tax reform will impact individual taxpayers
Amy Wang, a CPA who is a senior technical manager for tax advocacy at the AICPA, answers to some of the most common questions on how the new tax reform law will impact individual taxpayers.
From The Tax Adviser
From CPA Insider