Securities


The GAO releases the results of a study ( www.gao.gov/cgi-bin/getrpt?GAO-02-302 ) it recently conducted to determine whether the SEC’s logistic capabilities are keeping pace with the rapid increase in filings, applications and examinations that make up its workload. While the GAO praised the commission’s record of achievement, it nevertheless found that ongoing SEC staff shortages delayed oversight processes—hampering corporate competitiveness and impairing market efficiency. To cope with these challenges, the GAO says, the commission should determine its regulatory priorities and focus all available resources on solving its staff recruiting and retention problems. In general, the SEC concurred with these findings and recommendations.

SPONSORED REPORT

How to make the most of a negotiation

Negotiators are made, not born. In this sponsored report, we cover strategies and tactics to help you head into 2017 ready to take on business deals, salary discussions and more.

VIDEO

Will the Affordable Care Act be repealed?

The results of the 2016 presidential election are likely to have a big impact on federal tax policy in the coming years. Eddie Adkins, CPA, a partner in the Washington National Tax Office at Grant Thornton, discusses what parts of the ACA might survive the repeal of most of the law.

COLUMN

Deflecting clients’ requests for defense and indemnity

Client requests for defense and indemnity by the CPA firm are on the rise. Requests for such clauses are unnecessary and unfair, and, in some cases, are unenforceable.